Nigerian stock exchange new listing rules

Author: Nata2005 On: 02.07.2017

Company Filings More Search Options. Before you write or call us, use the alphabet bar or search box below — or scan our list of most frequently requested search terms — to find quick answers to common questions. If you wish to file an investor complaint, please use our online Investor Complaint Form. If you don't find what you're looking for, please send us your question using our Question Form. If you are or represent a corporate issuer, broker-dealer, investment adviser, investment company, or accountant -- and your question concerns the application or interpretation of a law or rule -- please contact the appropriate SEC division or office directly.

STAY CONNECTED 1 Twitter 2 Facebook 3 RSS 4 YouTube 5 Flickr 6 LinkedIn 7 Pinterest 8 Email Updates. Securities and Exchange Commission. Fast Answers - Key Topics. Filter list by specific keywords: Removing the Restrictive Legend. Accounts — Opening A Brokerage Account Opening a brokerage account requires three critical decisions: Arbitration, Limited Appeal Rights, SEC role. Arbitration, How to Find a Lawyer Specializing in Securities.

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Bond Funds Bond funds and income funds are investments that deal primarily with debt securities. Bond Swaps When an investor sells one bond and uses the proceeds to purchase another bond, often at the same price. Bonds, Corporate Debt securities issued by private and public corporations.

Bonds, Municipal Debt securities bonds issued by states, cities, counties and other governmental entities to finance capital projects. Bonds, Selling Before Maturity. Bonus Credits, Annuities Extra amount an insurance company agrees to add to a contract. Breakpoint Discounts Discounts offered to investors who purchases mutual fund shares. Broker Dealer Record-Keeping Requirements. Receiving Your Funds or Securities. Why They Ask for Personal Information.

Brokerage Account — Closing Your Brokerage Account. Bonds, Callable or Redeemable Bonds that can be redeemed or paid off by the issuer prior to the bonds' maturity date. Canadian Tax-Deferred Retirement Savings Accounts.

Central Registration Depository, CRD. Collaterized Mortgage Obligations CMOs. Commodity Futures Trading Commission. Complaints, How We Handle. Complaints, What To Do. Contacting the SEC The SEC can be contacted by mail, email, phone, and through an online complaint form.

nigerian stock exchange new listing rules

Corporate Reports, How To Get. Cost Basis for Securities Transactions. Nationally Recognized Statistical Rating Organizations NRSROs A credit rating agency assesses the creditworthiness of an obligor as an entity or with respect to specific securities or money market instruments.

Credit Reports, Disputing An Inaccurate Report. Defunct Company, Stock Continues to Trade. Buying Stock Directly from the Company. Disaster-related Investment Scams Disaster-related investment scams often increase following oil spills, hurricanes, floods, and other such tragedies.

DTC, Chills at The Depository Trust Company. DTC, Freezes at The Depository Trust Company. Electronic Communication Networks ECNs.

Electronic Mailboxes at the SEC. Employee Stock Options Plans. Employee Stock Ownership Plans ESOPs. Escheatment Process A process that goes into effect when a firm or financial institution is unable to identify the owner of vietnam stock market etf abandoned or unclaimed account.

When Are You Entitled to Stock and Cash Dividends. Executive Compensation Federal securities laws requires clear disclosure about compensation paid to CEOs, CFOs and certain other high-ranking executive officers of public companies.

Fair Disclosure, Regulation FD Rule that aims to promote the full and fair disclosure of information by publicly traded companies and other issuers. Filing and Registration Fees.

The New rules Governing Listing on the Nigerian Stock Exchange and Post-listing General Undertaking

Form All brokerage firms, mutual funds, companies, and other entities are required by law to report on Form all interest or dividends they have paid to investors forex platform leverage the previous tax year. Frequently Asked Questions FAQs. Householding Rules, Preventing Duplicate Copies of Prospectuses and Mutual Fund Reports SEC allows funds to deliver a single copy of a prospectus or mutual fund shareholder report to investors who share the same address.

Holiday Schedules and Trading Hours for the Major Securities Markets.

Listing Requirements

Recovering Funds - How individual investors may be able to recover financial losses resulting from securities fraud. EDGAR, How To Use. Information About Some Companies Not Available From the SEC.

Investment Company, Shareholders' Information Investors are advised to read all available information from the fund, including the prospectus, statement of additional information, and shareholder reports.

Initial Public Offerings IPO. Initial Public Offerings, Pricing Differences. Initial Public Offerings, Why Individuals Have Difficulty Getting Shares. Eligibility To Get Shares at Broker-Dealers. Lockup Agreements A period of time—typically days—where company insiders are prohibited from selling their shares after the company goes public.

Investigations by the SEC. Questions You Should Ask About Your Investments PDF Investors should do thorough research and ask questions about products before purchasing them. Investment Adviser Public Disclosure IAPD. Investment Adviser Registration Depository IARD.

Investment Company Registration and Regulation Package General information about investment companies e. Bonds, Late Payment jaiprakash associates ltd share price nse Interest The process of paying bondholders involves banking transactions that are subject to the supervision of state and federal banking authorities.

Lawyer Referrals Investors seeking an attorney specializing in resolving securities complaints may obtain a referral from a list of bar associations.

Listing and Delisting Requirements. Buying and Selling Stock Location where orders to buy and sell stocks are executed.

nigerian stock exchange new listing rules

Market Volatility Procedures and Circuit Breakers. Frequently Requested Search Terms. Mutual Fund Cost Calculator Online cost calculators are available to compare visual basic 2010 bitwise operators costs of owning different mutual funds. Mutual Fund Fees and Expenses.

nigerian stock exchange new listing rules

Mutual Fund Redemptions, What You Should Know. Mutual Funds, Past Performance. National Securities Exchanges Securities exchanges that have registered with the SEC under Section 6 of the Securities Exchange Act of Nigerian "Advance Fee Fraud" Schemes.

Old Stock and Bond Certificates Old stock or bond certificates nigerian stock exchange new listing rules still be valuable even if it no longer trades under the name printed on the certificate. Brokerage Orders Investors have several orders options when it comes to buying and selling securities. OTC Bulletin Board OTCBB. OTC Bulletin Board OTCBB Eligibility Rule. Payment for Order Flow. Promissory Notes A type of debt, similar to loans or IOUs, that companies sometimes use to raise money. Public Company Accounting Oversight Board PCAOB A private sector, nonprofit corporation created by the Sarbanes-Oxley Act of to oversee accounting professionals who provide independent audit reports for publicly traded companies.

Real Estate Investment Trusts REITS. How to Request Public Documents Questions and inquiries relating to the Commission, federal securities laws and investments should be submitted via [https: Registration Under the Securities Act of Rule of Regulation D. Rulemaking, How It Works.

Savings Bond Calculator Tool to help calculate how much savings bonds are currently worth, what it was worth in the past, and what it will be worth in the near future. SEC's Test Your Money Smarts. Securities Act Rule A safe harbor for the public resale of restricted or control securities if a number of conditions are met, including how long the securities are held, the way in which they are sold, and the amount that can be sold at any one time.

Securities Investor Protection Corporation SIPC. Selling Short Against the Box. Shareholder's Lists, When You Can Get Them. Short Sale Volume and Transaction Data. Medallion Signature Guarantees Medallion signature guarantees are required to transfer or sell securities in physical certificate form. These securities powers are needed before a transfer agent will accept the transaction. Social Security Retirement Planner.

Nationally Recognized Municipal Securities Information Repositories NRMSIRs Free public access on sources of municipal securities information is available from the Municipal Securities Rulemaking Board MSRBthrough its Electronic Municipal Market Access EMMA website at www.

Stock Certificates, Proving Ownership. Stock Directory and Prices in the U. Stock Tables, How to Read Them. Taxable Yield Comparison Calculator. Telephone Calls From Brokers. Telephone Numbers at the SEC. Rules Your Brokerage Firm Must Follow.

Trading Halts and Delays. Transfer on Death TOD Registration. Transferring Your Brokerage Account Account transfers are generally completed without a problem, often within two to three weeks. Unit Investment Trusts UITS.

Variable Annuities - Free Look Period A period of 10 or more days during which a contract can be terminated without paying any surrender charges, and a refund can be received. Variable Annuities - What You Should Know PDF. Variable Annuity Surrender Charges A type of sales charge that must be paid if money is withdrawn or if the variable annuity is sold during the "surrender period.

Voting Rights - Exercise your Shareholder Voting Rights in Corporate Elections PDF. XBRL - Voluntary Financial Reporting on the EDGAR System.

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